With a strong focus on regulatory compliance, our experts possess in-depth knowledge of key regulations such as the Investment Advisers Act and the Investment Company Act, among others, particularly in connection with fiduciary and advisory duties and responsibilities.

SEDA experts have extensive experience responding to examinations and inquiries from regulatory bodies in the US, EU, EMEA, and APAC, working on cases involving hedge funds, private equity, venture funds, separately managed accounts, mutual funds, and ETFs, as well as large asset management and private equity firms.

In addition, SEDA experts have established or enhanced compliance programs for numerous registered investment advisers. They have drafted and implemented over a hundred compliance policies and procedures and developed numerous surveillance and reporting systems to support internal monitoring and fulfill regulatory and exchange requirements across multiple jurisdictions.

EXPERTISE